Karl Marx

The 18th Brumaire of Louis Bonaparte

Modern dictatorship

§    Marx asserts that self-maintenance by property owners causes modern dictatorship

§    Why is democracy unstable in France after 1848?

§    Why is it replaced by a dictatorship in December 1851?

 

Sequence of events 1848-1851

§       Rebellion in February 1848 forces the abdication of King Louis Phillippe

§       A provisional government declares universal male suffrage electing a National Assembly

§       It adopts a constitution that takes effect on Dec. 10, 1848, with the direct election of both a parliament (also called the National Assembly) and a president of the Republic

     The winner of the election for the presidency is Louis Bonaparte, the nephew of Emperor Napoleon I

§       Dec. 2, 1851, Bonaparte arrests the leaders of parliament, dissolves the National Assembly, and then arrests those deputies who assemble to object

§       Marx likens Dec. 2 to the 18th Brumaire, the date when the first Napoleon overthrew the Directory and established himself as First Consul

     Brumaire was the name of a month in the new calendar established by leaders of the French Revolution

     It derives from the word for “fog” typical of late fall in France

§       Like his uncle, Louis Bonaparte then declares himself Emperor, styling himself Napoleon III

 

The puzzle

§    Marx wants to explain why men would use universal suffrage to elect a dictator who abolishes it by declaring himself emperor

§    He makes four suppositions

 

Marx’s four suppositions

§      (1) Political institutions depend on approval or disapproval by society

§      (2) Society is divided into economic classes defined by how the members of those classes make their living, plus a residual category of the unemployed

§      (3) Each class possesses a political organization called a “party” through which it approves or disapproves political institutions, although one class and one residual category are unable to form political organizations

§      (4) Each class decides what institutions to approve solely by evaluating the institution’s effect on the prospects for its members to continue making a living in their accustomed manner

Approval of Institutions

§    Marx supposes that political institutions depend on approval or disapproval by society

  Political institutions mean democracy and dictatorship

§    Thus his question becomes: who in France approves of dictatorship?

§    This is not the same question as who votes for dictatorship

Division into economic classes

§     1) The proletariat makes its living by selling its labor to private employers; it owns no property

§     2) The petty bourgeoisie makes its living by using its own labor to work small amounts of property

§     3) The bourgeosie makes its living by owning property and allowing the proletariat to use the property in return for owning the product

§     The lumpenproletariat consists of persons who have no fixed means of making a living and therefore are not a class

Sections of the petty bourgeoisie

§    The petty bourgeoisie is divided into an urban and a rural petty bourgeoisie

§    Urban petty bourgeoisie inhabits cities where its members own small shops that they work by their own labor

§    Rural petty bourgeoisie inhabits the countryside where its members own small farms that they work by their own labor

Sections of the bourgeoisie

§      The bourgeoisie is also known as “Capital” and consists of three sections

§      Members of finance capital own banks that lend money to the rural petty bourgeoisie and to the agricultural and industrial bourgeoisie

§      Members of industrial capital own factories worked by the urban proletariat

§      Members of agricultural capital own large farms worked by the rural proletariat; they are usually nobles

§      Living in the same cities, industrial and financial capital act together in opposition to agricultural capital

Imagination

§    Seriously, I remember this cast of characters by imagining a story with stock Frenchmen as characters

§    The two sections of the petty bourgeoisie matter a lot in Marx’s story

§    The sections of the bourgeoisie receive a lot of discussion but ultimately don’t matter

§    Therefore I imagine a cast with five characters

The imaginary cast

§      “Bourgeoisie” has an enormous protruding belly, wears a vest and tie, and smokes a fat cigar held by hands with a thick ring on every finger

    If you’ve ever seen Rodin’s Balzac, that’s what he looks like

§      “Urban Petty Bourgeoisie” is a grandfather wearing an apron and holding a broom that he is using to sweep out his shop

§      “Rural Petty Bourgeoisie” is a middle-aged guy with bad posture wearing blue work pants and a denim shirt and a blue beret

§      “Lumpenproletariat” is a thin slouchy guy with shifty eyes and a Gauloise drooping from his lips

§      “Proletariat” is a handsome muscular young athlete with a jaunty stride, an erect posture, and good teeth

Political Organizations

§    Classes are represented in politics by parties

§    The proletariat is represented by socialists

§    The urban petty bourgeoisie is represented by democratic republicans; in coalition with the proletariat they form the social democrats, whom Marx sarcastically calls the Montagne

 

Meaning of Montagne

§      The Montagne or Mountain was the name given to the anti-monarchical deputies after 1789

§      They chose seats at the back of the hall where the National Assembly met

§      They chose these seats were to be close to the gallery which was occupied by their popular supporters who shouted down their opponents

§      Since the hall sloped upward from the front to enable everyone to see, the seats at the back were elevated, hence the name “the Mountain”

§      The deputies of the Montagne were less radical than the Jacobins who succeeded them

§      Marx attaches the name to the 1849 social-democrats to deride them for being less radical than the socialists

Representatives of the bourgeoisie

§      The financial-industrial bourgeoisie is represented by Orleanist supporters of the junior branch of the Bourbon family (the family of Louis Phillippe, who took the throne after the revolution of 1830 and whose reign is also called “the July monarchy”)

§      The agricultural bourgeoisie is represented by the Legitimist supporters of the senior branch of the Bourbon family, whose scion occupied the throne from 1815 to 1830

§      Because they disagree over who should be king, the urban and rural bourgeoisie can unite only by forming the “party of Order” in the National Assembly in opposition to the Montagne

§      The party of Order and the bourgeoisie as a whole supports democracy only because it cannot agree on who should be king

§      There are also “pure republicans” who briefly receive support from the bourgeoisie while the party of Order forms

 

Unrepresented Groups

§    No party represents the rural petty bourgeoisie or the lumpenproletariat

§    The lumpenproletariat lacks a party because it is not a class and parties only represent classes

§    The rural petty bourgeoisie lacks a party for the same reason that the bourgeoisie, the urban petty bourgeoisie, and the proletariat can form parties

Parties and “Material” Conditions

§      Material conditions are the circumstances of earning a living

§      They affect the presence and strength of parties

§      The proletariat is especially able to form strong parties because mutual work in factories teaches proletarians to cooperate

    “Proletariat” is the whole class,

    “proletarian” is a member of the class;

    “proletarian” is also the adjective

§      The urban petty bourgeoisie can form weak parties because its members associate with each other in cities but do not learn to cooperate as each member works his own property separately

§      The bourgeoisie forms an effective party because its members act as a cartel to keep wages low and prices high

§      The rural petty bourgeoisie cannot form a party because its members work separately too far away to associate with each other

The Material Condition of Peasants

§     Marx compares peasants to potatoes

§     “A smallholding, a peasant and his family; next to them, another smallholding, another peasant and another family.  A few score of these make up a village, and a few score of villages make up a Department.  In this way the great mass of the French nation is formed of homologous magnitudes, much as potatoes in a sack form a sack of potatoes.” (124)

Peasants’ Material Condition, II

§      “In so far as millions of families live under economic conditions of existence that separate their mode of life, their interests and their culture from those of the other classes, and put them in hostile opposition to the latter, they form a class.  In so far as there is merely a local interconnection among these small-holding peasants, they do not form a class.  They are consequently incapable of enforcing their class interest in their own name, whether through a parliament or through a convention.  They cannot represent themselves, they must be represented.” (124)

§      Now you know who approves the dictatorship, and why

Choosing Democracy or Dictatorship

§     A class chooses which institution to approve solely by considering whether that institution will perpetuate the means of making a living common to the members of the class

   This not an assumption of self-interest

   An assumption of self-interest would hold that each person made political choices by considering what actions would be most favorable for himself or herself

   Marx assumes people simply try to keep what they have

Property

§    Marx also assumes that only he knows how people choose

§    Each class, and the lumpenproletariat as well, chooses by forming an attitude toward property

§    By “property” Marx means items that can be used to produce: land, tools, buildings

§    Not personal property or land or buildings used as residences

 

Property and Institutional Choice

§    Property causes irreconcilable conflict over institutions

§    Proletarians, who own no property, oppose institutions guaranteeing ownership of property

§    All other classes own property and therefore favor institutions guaranteeing property

 

Property and Institutional Choice, II

§      Commitment to property is weaker, however, among the smallholders

    Rural smallholders are deeply in debt and are losing their farms

    Urban smallholders who do not employ workers are less afraid of proletarians

§      Only the bourgeoisie is firmly committed to property

§      Lumpenproletarians, having no means of making a living, therefore also have no political attitudes

§      Lumpenproletarians support whoever will pay them

 

From Democracy to Dictatorship

§      France moves from democracy in 1848 to dictatorship in 1851 by passing through three stages

§      In the first stage, the property-owning classes ally against the property-less class

§      The bourgeoisie’s money is used to hire the lumpenproletariat to form the army

§      The urban petty bourgeoisie belongs to the National Guard

§      The army and the National Guard join in suppressing the socialist proletarians in the “June days” of 1849

Conflict between property owners

§     Defeat of the proletariat opens the second stage of conflict between the party of Order representing the bourgeoisie and the Montagne or social-democrats representing the petty bourgeoisie in alliance with the proletarians

   Marx thinks the Montagne is what delicately used to be called a mesalliance or mismarriage

   The petty bourgeoisie will not fight, but the proletariat should fight

Petty-bourgeois democracy

§     Because the petty bourgeoisie outnumbers the bourgeoisie, a universal male franchise and democratic rights give the petty bourgeoisie the advantage

§     Full use of this advantage requires them to ally with proletarians who will vote against the property ownership by which members of the petty bourgeoisie live

§     Therefore, the petty bourgeoisie is conflicted about democracy

Unarmed Action

§    Conflictedness of the petty bourgeoisie causes its military organization, the National Guard, to protest against the Party of Order but to engage in a demonstration on June 13,1849, that is unarmed

§    The lumpenproletarians in the army paid by tax receipts from the bourgeoisie feel no such hesitation, and they suppress the demonstration without bloodshed (52-58)

National Assembly vs. President

§    The party of Order confirms its victory by abolishing universal suffrage in the law of May 31, 1850 (70-72)

§    Having defeated the urban petty bourgeoisie, the party of Order confronts President Bonaparte

§    Conflict concerns control of the bureaucracy, which in France is exceptionally large and powerful

Sources of conflict

§     The National Assembly is powerful only if it can veto appointments of ministers who control the bureaucracy

§     The bourgeois party of Order controls the National Assembly and wants it to be powerful

§     Bonaparte wants to control the bureaucracy himself by appointing the ministers who head it without regard to the Assembly

§     Conflict begins between the party of Order and Bonaparte

Bourgeoisie and Bureaucracy

§    In France the bourgeoisie wants a strong bureaucracy

§    The bureaucracy provides jobs for the bourgeoisie and makes rules that increase its income

§    The bureaucracy represses political opposition to the bourgeoisie

§    The bourgeoisie does not care who runs the bureaucracy as long as it stays big (62)

Consequences of the fight

§      The fight between president and parliament threatens the gains won by the bourgeoisie in June 1848 and June 1849 and confirmed by the withdrawal of universal suffrage in May 1850

§      A struggle against the president will cause both sides to appeal for votes from the petty bourgeoisie and proletariat

§      President Bonaparte threatens to make this appeal by calling for restoration of universal suffrage on October 10, 1851 (112)

§      Seeing this threat coming, the bourgeoisie has already withdrawn its support from the party of Order (102-107)

 

Process of elimination

§     We now know who supported Bonaparte’s coup d’etat of December 1851

§     The proletariat has been suppressed

§     The urban petty-bourgeoisie has refused to fight

§     The bourgeoisie has withdrawn

§     This leaves the rural petty bourgeoisie and the lumpenproletariat

§     They approve dictatorship because neither can form a party that can represent its interest in a democracy

 

Motives for supporting Bonaparte

§     The rural petty bourgeoisie is in debt to the financial bourgeoisie whose members hold mortgage on peasant farms

§     When peasants see the fight between the party of Order (representing bankers) and Louis Bonaparte, they mistakenly believe Louis Bonaparte must be on their side, especially since he is also in debt

§     The lumpenproletariat correctly believes Louis Bonaparte will expand the army and give them employment

 

Marx’s explanation

§      42-3: “The proletarian party appears as an appendage of the petty-bourgeois-democratic party. It is betrayed and dropped by the latter.... The democratic party, in its turn, leans on the shoulders of the bourgeois-republican party. The bourgeois republicans no sooner believe themselves well established than they shake off the troublesome comrade and support themselves on the shoulders of the party of Order. The party of Order hunches its shoulders, lets the bourgeois republicans tumble and throws itself on the shoulders of armed force. It fancies it is still sitting on its shoulders when, one fine morning, it perceives that the shoulders have transformed themselves into bayonets. Each party kicks from behind at that driving forward and in front leans over toward the party which presses backwards.  No wonder that in this ridiculous posture it loses its balance and, having made the inevitable grimaces, collapses with curious capers.  The revolution thus moves in a descending line.”

Theoretical Practices

§    Three stylizations: fact, question, answer

§    Hypothesis

§    Construction of a dependent variable by contrast to an ideal of natural order

§    Construction of an independent variable

§    Selection of a unit of analysis with an attendant conception of human motivation and an attendant resolution of the problem of collective action

 

The Stylized Fact in Marx

§    How does Marx reduce complexity enough that he knows what to explain?

§    (21): “Three main periods are unmistakable: the February period; May 4, 1848, to May 28, 1849: the period of the constitution of the republic…; May 28, 1849, to December 2, 1851: the period of the constitutional republic [emphasis deleted].”

 

Stylized Question

§    “It remains to be explained how a nation of thirty-six millions can be surprised and delivered unresisting into captivity by three chevaliers d'industrie.”

§    Notice the similarity to Weber’s “It will be our task to investigate…”

§    How can a few rule many?

 

Marx’s Stylized Answer

§     (25): “in countries with… a developed formation of classes… the republic signifies in general only the political form of revolution of bourgeois society and not its conservative form of life“ [emphasis deleted]

   If classes “have not yet become fixed, but constantly change and interchange in constant flux,” a republic may endure

   “republic” here refers to what we would call democracy, i.e., elected government

   “conservative form of life” is permanency

 

Marx’s Hypothesis

§    (25): “Society is saved just as often as the circle of its rulers contracts, as a more exclusive interest is maintained against a wider one.”

§    Two variables:

  Whether society is saved: “Property, family, religion, order.”

  Whether the circle of rulers contracts and exclusive interests displace wider ones

The three periods

§      In the first period of the provisional government “the dynastic opposition, the republican bourgeoisie, the democratic-republican petty bourgeoisie, and the social-democratic workers, provisionally found their place in the democratic government.” (21)

§      In the second period occurs “the domination and the disintegration of the republican faction of the bourgeoisie” (27)

§      In the third period occurs “the class struggle” between the party representing “the two great factions” of the bourgeoisie” and the party representing the petty bourgeoisie allied with the proletarians (46)

 

Marx’s Ideal of Natural Order

§      Very hard to see in Marx

§      But 20-21: “Universal suffrage seems to have survived only for a moment, in order that with its own hand it may make its last will and testament before the eyes of the world and declare in the name of the people itself: All that exists deserves to perish.”

§      Or again 43-44: “the most motley mixture of crying contradictions…the collective will of the nation, as often as it speaks through universal suffrage, seeking its appropriate expression through the inveterate enemies of the interests of the masses.”

§      People who have the right to vote should not vote to surrender it

§      Behavior should not be self-canceling

Marx’s Dependent Variable

§     The ability of an elected president to retain popular support while abolishing elections

§     In an ideal world, this could never occur

§     It happens in France

§     All the classes are in the original provisional government but in the end only the rural petty bourgeoisie and the lumpenproletariat remain

§     The number of rulers is reduced to “the hero Crapulinski” (26) and broader interests have been replaced by more exclusive ones

Marx’s Independent Variable

§     How does preservation of property motivate otherwise apparently self-contradictory behavior?

§     The answer is the concept that later to become known as “false consciousness”

   I cannot find this phrase in 18th Brumaire

   But both the petty bourgeoisie and the bourgeoisie fall into traps of their own making

   The proletariat could avoid the traps but fails to when it ties itself to the petty bourgeoisie

Property and Consciousness

§    Understanding of the political situation varies according to ownership of property

§    47: “Upon the different forms of property, upon the social conditions of existence, rises an entire superstructure of distinct and peculiarly formed sentiments, illusions, modes of thought and views of life.”

False Consciousness

§    Because class consciousness seeks to preserve property but property cannot endure in long run, awareness based on property must be false

§    The petty bourgeoisie goes out of business in the short run and consequently its consciousness is particular self-deceptive

Petty bourgeois consciousness

§      49: In “the so-called social-democratic party.... democratic-republican institutions are demanded as a means, not of doing away with the two extremes, labor and capital, but of weakening their antagonism and transforming it into harmony.”

§      50: “one must not form the narrow-minded notion that the petty bourgeoisie, on principle, wishes to enforce an egoistic class interest. Rather it believes that the special conditions of its emancipation are the general conditions within the frame of which alone modern society can be saved and the class struggle avoided [emphasis deleted].”

§      54: “the democrat, because he represents the petty bourgeoisie, that is, a transition class, in which the interests of two classes are simultaneously mutually blunted, imagines himself elevated above class antagonism generally."

Bourgeois consciousness

§      Bourgeois property outlasts petty bourgeois forms and therefore bourgeois consciousness is more realistic but still flawed:

§      65-66: “The bourgeoisie had a true insight into the fact that... all the so-called bourgeois liberties and organs of progress attacked and menaced its class rule at its social foundation and its political summit simultaneously.... What the bourgeoisie did not grasp...was the logical conclusion that its own parliamentary regime, that its political rule in general, was now also bound to meet with the general verdict of condemnation... its own interests dictate that it should be delivered from the danger of its own rule... in order to preserve its social power intact, its political power must be broken..”

Peasant and Lumpen Consciousness

§    124: “[Peasants’] representative must at the same time appear as their master... as an unlimited governmental power who protects them against the other classes.”

§    132: “But, above all, Bonaparte looks upon himself... as the representative of the lumpenproletariat.... whose prime consideration is to benefit itself.”

Proletarian consciousness

§       This topic receives little discussion in 18th Brumaire

§       23: By May 15, 1848, “Blanqui and his comrades, the real leaders of the proletarian party,” had been removed “from the public stage for the entire duration of the cycle we are considering.”

§       22: Blanqui tried to declare “a social republic…, “the general content of the modern revolution,” but this declaration “was in singular contradiction to everything that, with the material available, with the degree of education attained by the masses, under the given circumstances and relations, could be immediately realized in practice.”

§       50: The suppression of Blanqui handed the proletariat over to leadership by “some supernumeraries from the working class and some socialist secretarians” by whose entry into the Montagne “from the social demands of the proletariat the revolutionary point was broken off.”

§       The proletariat is capable of a true understanding of “the general content of modern revolution” but its degree of education was inadequate in 1848.

Illusions

§     Consciousness varies by class but all classes (except potentially the proletariat) act on illusions

§     Meaning does not matter

§     47: “as in private life one differentiates between what a man thinks and says of himself and what he really is and does, so in historical struggles one must distinguish still more the phrases and fancies of parties from their real organism and their real interests, their conception of themselves, from their reality.”

Unit of Analysis and Motivation

§      Marx proposes to analyze classes, not meaning or individuals

§      50-51: “What makes [some persons] representatives... [of a class is not membership in the class but] the fact that in their minds they do not get beyond the limits which the latter do not get beyond in life, that they are consequently driven, theoretically, to the same problems and solutions to which material interest and social position drive the latter practically. This is, in general, the relationship between the political and literary representatives of a class and the class they represent.”

§      Human behavior is “driven” and driven by “material interest and social position”

§      Individuals may deviate from their own class membership

    Marx himself was a lumpenproletarian who thought himself a “political and literary representative” of the proletariat

    He was supported financially by Friedrich Engels, a bourgeois who also considered himself a political and literary representative of the proletariat

§      Individuals only appear to matter when they act as a class does

Collective Action

§    Because Marx claims that class position determines significance of individual action, cost calculation by individuals does not matter

§    Problem of collective action among individuals does not arise

§    Individuality is a product of property relations

Class Shapes Individuality

§     47: “Upon the different forms of property, upon the social conditions of existence, rises an entire superstructure of distinct and peculiarly formed sentiments, illusions, modes of thought and views of life. The entire class creates and forms them out of its material foundations and out of the corresponding social relations. The single individual, who derives them through tradition and upbringing, may imagine that they form the real motives and the starting point of his activity.”

The Irrelevance of Individuals

§    15: “Men make their own history, but they do not make it just as they please; they do not make it under circumstances of their own choosing, but under circumstances directly encountered, given and transmitted from the past.”

Collective Action among Classes

§      Collective action takes the form of class coalitions whose composition determines political institutions

§      Louis Bonaparte’s dictatorship, or “empire,” is a coalition between the rural petty bourgeoisie and the lumpenproletariat

§      A republic with a restricted franchise Is an instrument of the bourgeoisie ruling as a coalition of one

§      A universal male franchise is a coalition between the bourgeoisie and the urban petty bourgeoisie, in which the proletariat may also participate

§      A provisional government in France was a coalition of all classes including the proletariat, but because of conflict over property, such a coalition could not endure

§      As the class coalition changes, political institutions change

Integration

§    Marx offers two theories of democracy

§    (1) democracy happens where classes are not fixed as individuals frequently move in and out of various classes (the early United States)

§    (2) democracy is a temporary alliance of the proletariat with parts of the bourgeoisie and petty bourgeoisie

 

Coalition Theories

§    Marx’s second theory has been used by Guillermo to explain the alternation between dictatorship and democracy in Argentina, where he sees democracy forming when urban capital allies with the proletariat against rural capital

§    This theory has also been generalized to “groups” by Adam Przeworski

A Coalition of All Groups

§     Marx argues that democracy begins to fail in France when the proletariat is expelled from politics

§     Prezeworski generalizes this argument  to a claim that democracy persists in general as long as no group is expelled

§     Przeworski sees two possibilities for democracy to fail

   A successful seizure of power by some group

   An unsuccessful seizure of power by some group

Composition of Democracies

§    “Democratic societies are populated not by freely acting individuals but by collective organizations.”

  Adam Przeworski, Democracy and the Market (New York: Cambridge, 1991), 12.

§    This is an astonishing claim, but notice direct line of descent from Marx’s reduction of French population to five groups and Marx’s denial of individuality

 

 

Collective Action

§    As in Marx, Przeworski makes this claim to avoid the problem of collective action

§    Why cost-benefit calculators would not vote: there are too many voters for each voter to know how the others will vote

§    By definition, there are fewer groups of voters than there are voters

§    If the number of groups is few enough, the groups may know how the others will vote

Democratic Failure

§     Przeworski sees two possibilities for democracy to fail

   A successful seizure of power by some group

   An unsuccessful seizure of power by some group

§     A group that succeeds eliminates the other groups and introduces its own dictatorship

§     A group that fails is eliminated and one or more of the other groups forms a dictatorship

§     Democracies persist when no group thinks it can succeed in seizing power

Marx as a Point of Departure

§    Marx himself is a theorist of political institutions as a superstructure built on a foundation of economics

§    But Marx provides clues to an alternative theory

§    Look at his description of parliament

Parliament as Talk

§      The bourgeoisie deserts parliament, Marx says, because it fears that parliament will appeal for popular support against Bonaparte

§      66:  “The parliamentary regime lives by discussion; how shall it forbid discussion?  Every interest, every social institution, is here transformed into general ideas, debated as ideas; how shall any interest, any institution, sustain itself above thought and impose itself as an article of faith? The struggle of the orators on the platform evokes the struggle of the scribblers of the press; the debating club in parliament is necessarily supplemented by the debating clubs in the salons and the pothouses; the representatives, who constantly appeal to public opinion, give public opinion the right to speak its real mind in petitions.  The parliamentary regimes leaves everything to the decision of majorities; how shall the great majorities outside parliament not want to decide?”

Talk and Democracy

§     True to himself, Marx limits the scope of this possibility: “As long as the rule of the bourgeois class had not been organized completely…”

§     But his passage asserts that the example of parliamentary talk inspires popular demands for the right to decide by voting

§     Marx claims that economic interest outweighs these popular demands

§     Does that claim need to be true?